Find out how many suspicious transaction and order reports we received in 2018.
| Month | Asset Class | Insider Dealing | Market Manipulation | Other | Total |
|---|---|---|---|---|---|
|
January |
Commodity | 2 | 5 | 0 | 7 |
| Equity | 474 | 65 | 1 | 540 | |
| Fixed Income | 22 | 8 | 0 | 30 | |
| FX | 0 | 4 | 0 | 4 | |
| Total | 498 | 82 | 1 | 581 | |
|
February |
Commodity | 1 | 3 | 0 | 4 |
| Equity | 555 | 54 | 0 | 609 | |
| Fixed Income | 16 | 12 | 0 | 28 | |
| FX | 0 | 4 | 0 | 4 | |
| Total | 572 | 73 | 0 | 645 | |
|
March |
Commodity | 1 | 12 | 0 | 13 |
| Equity | 551 | 47 | 0 | 598 | |
| Fixed Income | 22 | 10 | 0 | 32 | |
| FX | 2 | 2 | 0 | 4 | |
| Total | 576 | 71 | 0 | 647 | |
|
April |
Commodity | 1 | 2 | 0 | 3 |
| Equity | 436 | 39 | 0 | 475 | |
| Fixed Income | 19 | 11 | 0 | 30 | |
| FX | 2 | 6 | 0 | 8 | |
| Total | 458 | 58 | 0 | 516 | |
|
May |
Commodity | 0 | 4 | 0 | 4 |
| Equity | 391 | 57 | 1 | 449 | |
| Fixed Income | 17 | 6 | 0 | 23 | |
| FX | 0 | 4 | 0 | 4 | |
| Total | 408 | 71 | 1 | 480 | |
|
June |
Commodity | 1 | 4 | 0 | 5 |
| Equity | 482 | 41 | 0 | 523 | |
| Fixed Income | 15 | 6 | 0 | 21 | |
| FX | 0 | 12 | 0 | 12 | |
| Total | 498 | 63 | 0 | 561 | |
|
July |
Commodity | 0 | 4 | 1 | 5 |
| Equity | 480 | 37 | 0 | 517 | |
| Fixed Income | 9 | 9 | 0 | 18 | |
| FX | 1 | 19 | 0 | 20 | |
| Total | 490 | 69 | 1 | 560 | |
|
August |
Commodity | 1 | 5 | 0 | 6 |
| Equity | 312 | 31 | 1 | 344 | |
| Fixed Income | 13 | 7 | 0 | 20 | |
| FX | 0 | 4 | 0 | 4 | |
| Total | 326 | 47 | 1 | 374 | |
|
September |
Commodity | 1 | 5 | 0 | 6 |
| Equity | 234 | 50 | 0 | 284 | |
| Fixed Income | 16 | 10 | 0 | 26 | |
| FX | 0 | 3 | 0 | 3 | |
| Total | 251 | 68 | 0 | 319 | |
|
October |
Commodity | 0 | 16 | 0 | 16 |
| Equity | 335 | 34 | 0 | 369 | |
| Fixed Income | 19 | 13 | 0 | 32 | |
| FX | 0 | 2 | 0 | 2 | |
| Total | 354 | 65 | 0 | 419 | |
|
November |
Commodity | 2 | 8 | 0 | 10 |
| Equity | 344 | 43 | 2 | 389 | |
| Fixed Income | 17 | 24 | 0 | 41 | |
| FX | 0 | 4 | 0 | 4 | |
| Total | 363 | 79 | 2 | 444 | |
|
December |
Commodity | 1 | 6 | 0 | 7 |
| Equity | 302 | 44 | 0 | 346 | |
| Fixed Income | 10 | 14 | 0 | 24 | |
| FX | 0 | 2 | 1 | 3 | |
| Total | 313 | 66 | 1 | 380 | |
| Grand Total | 5107 | 812 | 7 | 5926 |
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