Investment managers - Financial Conduct Authority

Investment managers

Published: 20/07/2015     Last Modified: 07/10/2015
This section explains how we regulate investment managers and stockbrokers.

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Search the Register

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Check if a firm, individual or investment scheme is, or has been, regulated by us.

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Connect applications

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Most applications and notifications now need to be made on Connect.

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GABRIEL reporting

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Submit or validate regulatory data, notifications and other returns.

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