We aim to deliver a sustainable programme of supervision that is primarily focused on markets rather than individual firms. Through forward looking, judgement-based regulation, we seek to identify and head off risks before they crystallise. When things do go wrong, we robustly seek redress for consumers who suffer harm and take action to address damage to market integrity.
An approved person is an individual that we approve to do one or more activities for an authorised firm. We call these activities 'controlled functions'.
Find out about the fees we charge and what they cover, and the levies we collect for organisations that are part of the regulatory system.
Find out how to follow our client assets rules, including sending us a return about your client assets.
All firms must be able to show consistently that fair treatment of customers is at the heart of their business model.
Copyright © 2016 FCA. All Rights Reserved.