Information on investment firms reporting errors in their transaction reporting - August 2020


Reference Case Number: FOI7453

Freedom of Information: Right to know request:

  • From 1 April to 30 June 2020, how many investment firms have reported errors in their transaction reporting
  • From 1 April to 30 June 2020, how many firms has the UK regulator held visits, meetings or conference calls for the specific purpose of discussing the quality of their transaction reporting?
  • From 1 April to 30 June 2020, how many firms have requested a data extract from the regulator's Market Data Processor (MDP) system against which to check the accuracy of their reporting?

Refer to supporting documents below

Supporting document

FOI7453 response[1]

Date of Release:

More information

Freedom of Information[2]

Source URL: https://www.fca.org.uk/freedom-information/information-investment-firms-reporting-errors-their-transaction-reporting-august-2020

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