Information on investigations into asset management firms - April 2020


Reference Case Number: FOI7160

Freedom of Information: Right to know request:

Please can you tell us: 
How many investigations into asset management firms did the FCA open in 2017?
How many investigations into asset management firms did the FCA open in 2016?
How many investigations of "approved persons" within asset management did the FCA open in 2017? 
How many investigations of "approved persons" within asset management did the FCA open in 2016? 

FCA response:

Please refer to supporting document

Supporting document

FOI7160 response[1]

Date of Release:

More information

Freedom of Information[2]

Source URL: https://www.fca.org.uk/freedom-information/information-investigations-asset-management-firms-april-2020

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