Information about firms giving up directly authorised status - July 2020


Reference Case Number: FOI7417

Freedom of Information: Right to know request:

  • How many financial advice firms regulated by the FCA gave up their directly authorised status in the 12 months to the end of June 2020? 
  • How many financial advice firms regulated by the FCA gave up their directly authorised status in the 12 months to the end of June 2019?

FCA response:

Refer to the supporting document below.

Supporting document

FOI7417 response[1]

Date of Release:

More information

Freedom of information[2]

Source URL: https://www.fca.org.uk/freedom-information/information-about-firms-giving-directly-authorised-status-july-2020

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