UCITS unquoted securities 10% limit breaches information - October 2020


Reference Case Number: FOI7665

Freedom of Information: Right to know request:

  1. The total number of breaches of the 10% limit on holding of unquoted securities under UCITS for each month in 2020: January, February, March, April, May, June, July, August and September.
  2. The total number of funds that breached the 10% limit on holding of unquoted securities under UCITS for each month in 2020: January, February, March, April, May, June, July, August and September.

FCA response:

Refer to the supporting document below.

Supporting document

FOI7665 response[1]

Date of Release:

More information

Freedom of information[2]

Source URL: https://www.fca.org.uk/freedom-information/ucits-unquoted-securities-10-limit-breaches-information-october-2020

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