Information on the reports of unauthorised business regarding the permission to manage investments - April 2020


Reference Case Number: FOI7070

Freedom of Information: Right to know request:

Could you please provide us with the number of AIFM and MIFID firms with the authorisation to conduct the activity of 'managing investments' each reported unauthorised business to the FCA in 2019, 2018, 2017, 2016 and 2015?

FCA response:

Please refer to supporting document

Supporting document

FOI7070 response[1]

Date of Release:

More information

Freedom of Information[2]

Source URL: https://www.fca.org.uk/freedom-information/information-reports-unauthorised-business-regarding-permission-manage-investments-april-2020

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