Reference Case Number: FOI9750
Freedom of Information: Right to know request:
I would like to be supplied with information on FCA criminal investigations into individuals holding a senior management function broken down over the last 5 years.
- The number of criminal investigations opened into individuals performing a senior manager function.
- The number of criminal investigations closed into individuals performing a senior manager function.
We have processed your request in line with the provisions of the Freedom of Information Act 2000 (FOIA) and our response is below.
FCA response:
Question 1
Over the last five years, 11 criminal / dual track investigations have been opened into individuals performing a senior manager function. Please see breakdown below:
2018 - 0
2019 – 5
2020 – 2
2021 – 2
2022 - 2
Question 2
Over the last five years, five criminal / dual track investigations have been closed into individuals performing a senior manager function. Please see breakdown below:
2018 - 0
2019 - 0
2020 – 4
2021 - 0
2022 - 1