Reference Case Number: FOI10992
Freedom of Information: Right to know request:
Please provide a list of all current 'Article 3 MiFID exempt firms'.
FCA response:
We can confirm that we hold the requested information, which is attached as Annex A. Annex A provides a list of firms which specify an Article 3 exemption from the Markets in Financial Instruments Directive (MiFID) on the Financial Services Register. This information can be found under the restrictions section of each firm’s register record.