Information about FCA investigations - December 2021

Reference Case Number: FOI8799

Freedom of Information: Right to know request:

The number of investigations the FCA has opened in 2021?
The number of investigations the FCA has closed in 2021?
The number of investigations the FCA opened in 2020?
The number of investigations the FCA closed in 2020?
The FCA's caseload currently (if possible, please split into criminal, regulatory, dual track)?

FCA response:

1. The number of investigations the FCA has opened in 2021?

We have opened 88 investigations in 2021.

2. The number of investigations the FCA has closed in 2021?

We have closed 88 investigations in 2021.

3. The number of investigations the FCA opened in 2020?

We have opened 163 investigations in 2020.

4. The number of investigations the FCA closed in 2020?

We have closed 220 investigations in 2020.

5. The FCA's caseload currently (if possible, please split into criminal, regulatory, dual track)?

The caseload as at 1 November 2021 is 605 cases.

Type of case	Number
Civil	37
Criminal	138
Dual Track	120
Regulatory	303
To be confirmed	7
Total Caseload	605

Date of Release: 13/12/2021

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Source URL: https://www.fca.org.uk/freedom-information/information-about-fca-investigations-december-2021

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