All regulated firms must comply with our rules as set out in the FCA Handbook.
The Handbook[1] contains the complete record of FCA Legal Instruments made by our Board and presents changes in a single, consolidated view.
All regulated firms must comply with our Handbook rules.
Dual-regulated firms will need to consider both FCA and Prudential Regulation Authority (PRA) rules, so should also refer to the PRA Rulebook[2].
For more information on how to use the Handbook, see our user guides[3] and frequently asked questions[4].
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