Search results
Showing 81 to 90 of 13745 search results for your firm can register on Connect.
-
Trading names
Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make. -
Information for newly authorised firms
As a newly authorised firm, learn about the systems you'll use and important things you need to know. -
Controller forms needed for authorisation
A ‘controller’ includes any person who holds a certain level of influence over a UK authorised firm, whether directly or indirectly, through ownership rights, such as shareholdings, voting rights or partnership interests. Find the right -
Where to submit your returns
Read our guide for firms to use when submitting notifications to the appropriate regulator. -
UK EMIR library
To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR. -
FIN074 returns – who needs to complete and why
To work out if your firm needs to pay the Economic Crime Levy, we’ll send you a FIN074 return to complete. If you believe your firm is exempt, contact us. -
How we process approved person applications
Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes. -
Annual fees: Online Invoices with FCA Chrysalis
Firms use the FCA online invoicing portal to access their invoices, pay their fees and more. The portal is the most efficient and environmentally friendly way for them to communicate with firms. Find out how to register and login below. -
Pension scams
Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.