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Showing 71 to 80 of 4180 search results for work on firm culture.

  1. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    To do that successfully requires firms to use their judgement and common sense. ... You must be confident that they understand the purpose of the rules – what they are trying to achieve and, underpinning all of that, that the culture embedded
  2. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  3. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.
  4. Treating vulnerable consumers fairly

    Tasks for regulated firms Focus areas Published: 28/07/2020 Last modified: 26/07/2021
    Our work on the fair treatment of vulnerable customers, including why vulnerability matters and how it affects your firm.
  5. Regulation round-up July 2016

    Newsletters Published: 21/07/2016 Last modified: 21/07/2016
    Mediation Activity Returns (RMAR), and our approach when firms submit a nil response. ... Complaints handling return. Consultation on credit union rules. Speech: Getting culture and conduct right.
  6. Compliance, Culture and Evolving Regulatory Expectations

    Speeches Published: 26/04/2021 Last modified: 26/04/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight.
  7. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered
  8. Consumer Credit Seminar

    Speeches Published: 21/10/2014 Last modified: 21/10/2014
    Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA, at the Consumer Credit seminar at the BBA in London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. FCA publishes 2016/17 Business Plan

    Press Releases Published: 05/04/2016 Last modified: 05/04/2016
    The seven themes are: pensions, financial crime and anti-money laundering, wholesale financial markets, advice, innovation and technology, firms’ culture and governance, and the treatment of existing customers. ... Tracey McDermott, acting Chief
  10. Requirements of approved persons

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/12/2019
    Requirements of approved persons