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Showing 81 to 90 of 12205 search results for will need to register.

  1. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 26/10/2023
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).
  2. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs
  3. Authorised payment institution (authorised PI)

    Last modified: 22/09/2017
    Authorised PIs will need to have successfully applied for re-authorisation and separately a variation to add AIS or PIS. ... Please select:. Yes. No. Yes 3. 1. You will need to be authorised to carry on AIS or PIS in order to passport either of these
  4. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.
  5. The golden rules of investing

    InvestSmart Last modified: 02/08/2022
    Whether you’re taking your first steps or are already an experienced investor, following these golden rules could really help you to InvestSmart.
  6. Status disclosure: consumer credit

    Tasks for regulated firms Published: 11/05/2015 Last modified: 07/02/2022
    Find out what information consumer credit firms need to tell customers about their regulatory status.
  7. Small electronic money institution (small EMI)

    Last modified: 23/08/2019
    No. 1. You do not need to apply to re-register. If you do not apply for re-registration before 13 April 2017 this will automatically mean that you are unable ... You will need to apply to be authorised as an authorised electronic money institution
  8. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.
  9. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.
  10. Become an appointed representative

    Tasks for regulated firms Published: 18/05/2015 Last modified: 15/12/2022
    Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm.