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REP025 data item: FAQs
Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs). -
Complaints data items: FAQs
Complaints data items: FAQs -
Authorised payment institution (authorised PI)
Authorised PIs will need to have successfully applied for re-authorisation and separately a variation to add AIS or PIS. ... Please select:. Yes. No. Yes 3. 1. You will need to be authorised to carry on AIS or PIS in order to passport either of these -
Apply to become a consumer credit broker
Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker. -
The golden rules of investing
Whether you’re taking your first steps or are already an experienced investor, following these golden rules could really help you to InvestSmart. -
Status disclosure: consumer credit
Find out what information consumer credit firms need to tell customers about their regulatory status. -
Small electronic money institution (small EMI)
No. 1. You do not need to apply to re-register. If you do not apply for re-registration before 13 April 2017 this will automatically mean that you are unable ... You will need to apply to be authorised as an authorised electronic money institution -
Apply to be a registered AIFM
Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
Become an appointed representative
Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm.