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Showing 1 to 11 of 21064 search results for warning notice.

  1. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.
  2. Enforcement

    About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.
  3. Publications

    Last modified: 19/03/2024
    Policy and guidance, corporate documents, notices and decisions, data, research and forms
  4. Statutory notices issued by the RDC

    Who we are Published: 19/07/2022 Last modified: 22/02/2024
    Find out more about warning notices and decision notices issued by the Regulatory Decisions Committee (RDC), the documents you’ll receive if you get one, and how to respond.
  5. Warning Notice Statement 24/2 [pdf]

    Warning notices Published: 21/02/2024
    The FCA gave two individuals warning notices on 13 July 2023 proposing to take action in respect of the conduct summarised in this statement.
  6. Warning Notice Statement 24/1 [pdf]

    Warning notices Published: 08/01/2024
    The FCA gave an individual a warning notice on 16 November 2023 proposing to take action in respect of the conduct summarised in this statement.
  7. Enforcement

    About us How we regulate Published: 21/04/2016 Last modified: 27/02/2024
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.
  8. Regulated Broker

    Warnings Published: 22/10/2015 Last modified: 13/03/2024
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  9. GEFIN MARKETS

    Warnings Published: 13/03/2024 Last modified: 22/03/2024
    GEFIN MARKETS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015.