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Showing 71 to 80 of 81 search results for unregulated bridging loans.

  1. FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)

    Feedback statements Published: 29/09/2021 Last modified: 10/12/2021
    Feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings.

  2. DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Discussion papers Published: 12/11/2015 Last modified: 12/11/2015
    financial advisers. firms operating loan-based crowdfunding platforms. firms that wish to manage IFISAs. ... We took on responsibility for regulating loan-based crowdfunding on 1 April 2014.

  3. Consumer warning on Falcon Financial Solutions Ltd and Thestral Financial Services Ltd

    News stories Published: 31/01/2022 Last modified: 31/01/2022
    We have removed permissions from Falcon Financial Solutions Ltd and Thestral Financial Services Ltd. They are no longer permitted to carry out any regulated activities.

  4. Mortgages and coronavirus: updated draft guidance for firms

    Policy and guidance Guidance consultations Published: 22/05/2020 Last modified: 17/08/2021
    FCA proposes updated draft guidance for firms on mortgages, debt advice and coronavirus

  5. PS18/21: SME access to the Financial Ombudsman Service - near-final rules

    Policy statements Published: 22/01/2018 Last modified: 17/12/2018
    Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’)

  6. FCA publishes Decision Notice against Paul Reynolds deciding to ban him and fine him £290,344

    Press Releases Published: 23/10/2014 Last modified: 23/10/2014
    The Financial Conduct Authority (FCA) has today published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds).

  7. FCA bans and fines Paul Reynolds £290,344 for misleading and unsuitable advice

    Press Releases Published: 20/05/2015 Last modified: 22/05/2015
    In some cases, Mr Reynolds’ clients were unaware that they had invested in unregulated investments and were not told of the associated risks. ... was involved in submitting loan facility and investment applications, on behalf of a number of his clients,

  8. PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second charge mortgages, feedback to CP14/20 and final rules

    Policy statements Published: 27/03/2015 Last modified: 27/03/2015
    It will also interest bodies that represent these groups, including firms dealing with niche mortgage products, such as bridging finance or lifetime mortgages. ... All firms involved in regulated activities relating to mortgages or loans that are used to

  9. Financial Conduct Authority consults on widening access to the Financial Ombudsman Service for small businesses

    Press Releases Published: 22/01/2018 Last modified: 03/09/2020
    The FCA has launched a consultation on plans to give more small businesses access to the Financial Ombudsman Service. This follows a review of the protections available to small and medium sized enterprises as users of financial services.

  10. Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1

    Press Releases Published: 10/11/2017 Last modified: 10/11/2017
    The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk