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Showing 1 to 11 of 41 search results for understand the impact of MiFID II and IDD.

1. Insurance Distribution Directive

   The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products.

2. The basic advice regime under MiFID II & IDD

   Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
   The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.

3. PRIIPs Regulation

   Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
   Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

4. 2017 Disclosure Log

   Last modified: 16/11/2023
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

5. MiFID II conference

   News stories Published: 19/09/2014 Last modified: 09/12/2016
   MiFID II conference. News stories First published:. 19/09/2014. Last updated: 09/12/2016. ... The conference was also an opportunity for us to discuss MiFID II with firms, understand the challenges they are facing or are likely to face, and talk about

6. Investor protection under MiFID II

   Speeches Published: 20/10/2015 Last modified: 20/10/2015
   Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

7. MiFID II: applications for permissions needed now

   News stories Published: 19/06/2017 Last modified: 19/06/2017
   MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

8. MiFID II: The future of European trading in the balance

   Speeches Published: 19/09/2014 Last modified: 01/11/2016
   Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

9. Periodic auctions

   Research insights Published: 25/06/2018 Last modified: 28/06/2018
   With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

10. MiFID II costs and charges disclosures review findings

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and

11. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.