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Showing 61 to 70 of 117 search results for thresholds are also required to publish complaints data.
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Business interruption insurance test case: draft guidance for firms
FCA publishes draft guidance for firms on the business interruption insurance test case -
Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
Commodity derivatives: position limits, reporting regime and commitment of trader reports
This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports. -
Payment Services Regulations 2017 and Electronic Money Regulations 2011
The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules. -
Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA confirms greater access for SMEs to the Financial Ombudsman Service
The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs). -
Connaught Income Series 1 Fund — update to investors
The FCA intends to publish the outcome of the review, to the extent that we can. ... the Fund, then you should make your complaint(s) to the relevant firm(s) as soon as possible. -
Changes to UK EMIR reporting requirements: draft questions and answers
The FCA is seeking feedback alongside the Bank of England (the Bank) on our draft guidance for reporting under the revised UK EMIR Article 9 reporting requirements. -
Mutual societies registration function: 2021-22
An update on our work and a breakdown of societies on the register. -
FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading
The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of