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Showing 41 to 50 of 74 search results for thresholds are also required to publish complaints data.

  1. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 27/08/2021
    Read our archive of news relating to EMIR dating back to August 2013.
  2. Regulation round-up October 2013

    Newsletters Published: 29/10/2013 Last modified: 13/06/2016
    Our data shows 2.9million complaints were made in the first half of 2013, compared to 3.4million consumer complaints reported by firms in the previous six months. ... 92% of the complaints reported in the first half of 2013 were closed in eight weeks,
  3. Regulation round-up May 2018

    Newsletters Published: 17/05/2018 Last modified: 17/05/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  4. Business interruption insurance test case: draft guidance for firms

    Policy and guidance Guidance consultations Published: 01/06/2020 Last modified: 01/06/2020
    FCA publishes draft guidance for firms on the business interruption insurance test case
  5. Primary Market Bulletin 33

    Newsletters Published: 29/03/2021 Last modified: 22/04/2021
    Welcome to the 33rd edition of the Primary Market Bulletin (PMB).
  6. Abnormal Trading Volume Ratio

    Data Published: 09/07/2019 Last modified: 12/10/2020
    In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV).
  7. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for regulated firms Published: 22/10/2015 Last modified: 17/03/2021
    Find out more about the regulation of payment services and e-money, including who is affected by the rules.
  8. Regulation round-up November 2017

    Newsletters Published: 16/11/2017 Last modified: 16/11/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  9. 2017 Disclosure Log

    Last modified: 07/08/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 
  10. Shareholding notification and disclosure

    Markets Published: 02/05/2016 Last modified: 08/09/2021
    Under the Disclosure and Transparency Rules (DTRs), shareholders and holders of financial instruments falling within DTR 5.3.1R(1) must sometimes make notifications.​