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Showing 31 to 40 of 74 search results for thresholds are also required to publish complaints data.

  1. Service standards 2019/20

    Data Published: 24/06/2020 Last modified: 24/06/2020
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.
  2. CMCs: how we will authorise and regulate firms

    Claims management companies Published: 17/12/2018 Last modified: 29/11/2021
    CMCs are now subject to FCA regulation – read about the standards and rules your firm will need to meet.
  3. Consumer investments data review 2021

    Data Published: 15/09/2021 Last modified: 15/09/2021
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.
  4. UK EMIR for non-financial counterparties

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    Non-financial counterparties under UK EMIR, including reporting to trade repositories and risk mitigation for uncleared trades.
  5. Personal data and surveys, consultations and market research

    Last modified: 10/09/2021
    This page explains how and why we use personal data to undertake surveys, consultations and market research as part of our work as a regulator.
  6. Submission methods and reporting schedule

    Registers and systems Published: 05/05/2016 Last modified: 13/05/2021
    Find out more about the 4 ways you can submit regulatory data, depending on the type of submission.
  7. Service standards 2018/19

    Data Published: 24/06/2019 Last modified: 24/06/2019
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.
  8. Primary Market Bulletin 32

    Newsletters Published: 03/12/2020 Last modified: 03/12/2020
    Welcome to the 32nd edition of the Primary Market Bulletin (PMB)
  9. MiFID reporting after the Brexit transition period

    Firms Focus areas Markets Markets policy Published: 04/12/2020 Last modified: 08/02/2021
    Information about go-live of the onshored MiFID Regime for firms migrating to FCA FIRDS and FITRS after 31 December 2020.
  10. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/03/2018
    Firms should monitor our website for updates on AIFMD.