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Showing 1 to 11 of 444 search results for statement on MiFID II.

1. Statements

   List of statements

2. Statement on MiFID II inducements and research

   Statements Published: 08/11/2019 Last modified: 08/11/2019
   FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions

3. FCA statement on MiFID II inducements and research

   Statements Published: 26/10/2017 Last modified: 26/10/2017
   The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.

4. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

   Policy statements Published: 03/07/2017 Last modified: 03/07/2017
   This Policy Statement covers the MiFID II rules of most relevance to consumers. ... Firms must continue with their preparations for the application of MiFID II on 3 January 2018.

5. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

   Policy statements Published: 31/03/2017 Last modified: 31/03/2017
   Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy

6. MiFID II conference

   News stories Published: 19/09/2014 Last modified: 09/12/2016
   MiFID II conference. News stories First published:. 19/09/2014. Last updated: 09/12/2016. ... The new measures in MiFID II will be implemented on 3 January 2017 and will affect trading venues, investment firms and investors.

7. MiFID II: retail investment advice firms

   Tasks for regulated firms Published: 09/01/2018 Last modified: 21/12/2022
   A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

8. The basic advice regime under MiFID II & IDD

   Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
   The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.

9. MiFID II: authorisation and variation of permissions

   News stories Published: 18/09/2017 Last modified: 30/08/2023
   The FCA publishes MiFID 2 guide.

10. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

11. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.