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Showing 11 to 20 of 27 search results for significant failings in relation to LIBOR and EURIBOR.

  1. FCA publishes Decision Notice for former UBS LIBOR trader

    Press Releases Published: 14/04/2016 Last modified: 14/04/2016
    The Final Notice stated that UBS had committed serious misconduct in respect of its LIBOR and EURIBOR submissions process, including by not observing proper standards of market conduct in its submissions, ... and failing to take reasonable care to
  2. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. Future into focus

    Speeches Published: 19/09/2013 Last modified: 19/09/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Next steps in transition from LIBOR

    Speeches Published: 21/11/2019 Last modified: 21/11/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the Risk.net LIBOR Summit, 2019.
  5. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    We fined Barclays £26m for failing to manage conflicts of interest relating to the fix. ... The day after we had published our findings in the LIBOR case relating to Barclays.
  6. FCA finds firms still failing to fully manage benchmark risks

    Press Releases Published: 29/07/2015 Last modified: 29/07/2015
    FCA finds firms still failing to fully manage benchmark risks. Press Releases First published:. ... Following benchmark cases on LIBOR, Forex and Gold, the UK government passed legislation to regulate benchmark activities in UK.
  7. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

    Press Releases Published: 22/01/2015 Last modified: 22/01/2015
    Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR. ... David Caplin and Jeremy Kraft are the first individuals holding Significant Influence Functions to be fined for failings that contributed to
  8. Conduct risk during LIBOR transition

    Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 05/03/2021
    Questions and answers for firms on conduct risk during LIBOR transition.
  9. LIBOR transition and contractual fallbacks

    Speeches Published: 28/01/2019 Last modified: 28/01/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the International Swaps and Derivatives Association (ISDA) Annual Legal Forum.
  10. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 20/05/2015 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.