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Showing 161 to 170 of 818 search results for senior managers regime.

161. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

     Correspondence Published: 31/01/2018
     We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK Finance, asking firms to consider how they are tackling APP fraud within the context of the Senior Managers &

162. The future of LIBOR

     Speeches Published: 27/07/2017 Last modified: 27/07/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London.

163. Chairman's speech to the Trust in Banking Conference

     Speeches Published: 20/10/2015 Last modified: 22/10/2015
     Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered

164. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     the Senior Managers and Certified Persons Regimes. ... The new regime will increase accountability of individuals in positions of responsibility and raise standards of governance.

165. Approved Persons help text: Connect

     Published: 12/05/2016 Last modified: 04/10/2023
     Read the FCA Connect help text for Approved Persons.

166. Accomplishments of the last 5 years

     Speeches Published: 14/03/2018 Last modified: 14/03/2018
     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

167. FCA publishes final report into asset management sector

     Press Releases Published: 28/06/2017 Last modified: 28/06/2017
     The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.

168. Information on investigations into breaches of COCON - May 2022

     FOI Release Date of Release: 27/05/2022
     The FCA provides data on how many investigations into breaches of COCON it has opened since the inception of the Conduct Rules under SMCR.

169. The Senior Managers and Certification Regime: Guide for FCA solo-regulated firms [pdf]

     Policy statements Published: 04/07/2018

170. FCA fee rate movement 2023/24

     Tasks for firms Published: 13/07/2023 Last modified: 13/07/2023
     Find out how to calculate your annual fee and read about the FSCS annual levy.