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Showing 71 to 80 of 375 search results for sTARWOOD aSSET mANAGEMENT fUND.
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Subordinated loans
A firm can use a subordinated loan to meet its own funds requirement if it is made in line with our requirements. -
Looking ahead to 2014
Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA fee rate movement 2023/24
Find out how to calculate your annual fee and read about the FSCS annual levy. -
Business Plan 2021/22
Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance. -
FCA Final Notice 2013: Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited [pdf]
This final notice refers to breaches of PRIN 3, PRIN 10 and CASS related to client money in the asset management sector. We imposed a financial penalty. -
Green FinTech Challenge 2018
Green FinTech Challenge 2018 -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
Closet trackers
Read more on how we review potential closet tracker funds and closet constrained funds as part of our ongoing supervision of UK authorised funds. -
Delegation arrangements changes
Find out about notifying us of changes to AIFMD delegation and sub-delegation arrangements. -
FCA fines Henderson £1.9m for fund failings
The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North