Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 71 to 80 of 375 search results for sTARWOOD aSSET mANAGEMENT fUND.

  1. Subordinated loans

    Tasks for regulated firms Published: 06/08/2015 Last modified: 15/02/2023
    A firm can use a subordinated loan to meet its own funds requirement if it is made in line with our requirements.
  2. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  3. FCA fee rate movement 2023/24

    Tasks for firms Published: 13/07/2023 Last modified: 13/07/2023
    Find out how to calculate your annual fee and read about the FSCS annual levy.
  4. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.
  5. FCA Final Notice 2013: Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited [pdf]

    Final notices Published: 02/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 10 and CASS related to client money in the asset management sector. We imposed a financial penalty.
  6. Green FinTech Challenge 2018

    Events Published: 06/09/2021 Last modified: 06/09/2021
    Green FinTech Challenge 2018
  7. FCA publishes final report into asset management sector

    Press Releases Published: 28/06/2017 Last modified: 28/06/2017
    The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector.
  8. Closet trackers

    Tasks for regulated firms Published: 14/03/2018 Last modified: 16/02/2023
    Read more on how we review potential closet tracker funds and closet constrained funds as part of our ongoing supervision of UK authorised funds.
  9. Delegation arrangements changes

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    Find out about notifying us of changes to AIFMD delegation and sub-delegation arrangements.
  10. FCA fines Henderson £1.9m for fund failings

    Press Releases Published: 20/11/2019 Last modified: 24/01/2020
    The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North