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Showing 31 to 40 of 378 search results for sTARWOOD aSSET mANAGEMENT fUND.

31. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

32. Consumer Duty resources

    Tasks for firms Published: 01/11/2023 Last modified: 21/02/2024
    Find publications about the introduction of the Consumer Duty including news, speeches and podcasts.

33. CP17/18: Consultation on implementing asset management market study remedies and changes to Handbook [pdf]

    Consultation papers Published: 28/06/2017
    Following our study of the asset management market, we are consulting on changes to the way we regulate authorised fund managers. Our consultation also discusses applying equivalent provisions to similar retail investment products.

34. Depositaries

    Focus areas Published: 08/06/2016 Last modified: 01/02/2023
    How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.

35. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

36. Supervision of UK regulated covered bonds

    Published: 13/05/2016 Last modified: 23/06/2023
    Find out about our role supervising regulated covered bond programmes and regulated covered bonds, key features of the regime and stress testing.

37. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 26/03/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

38. Transparency in asset management

    News stories Published: 30/10/2013 Last modified: 15/08/2014
    Transparency in asset management. News stories First published:. 30/10/2013. Last updated: 15/08/2014. ... At our annual Asset Management Conference, we outlined our strategy focused on short- and long-term asset management reforms to ensure the UK

39. Greyfriars enters administration

    News stories Published: 26/10/2018 Last modified: 24/05/2019
    On 23 October 2018, Greyfriars Asset Management LLP ('Greyfriars'), a firm authorised and regulated by the FCA, appointed Adam Stephens and Henry Shinners of Smith and Williamson LLP as joint administrators. 

40. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.