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Showing 221 to 230 of 753 search results for risk during LIBOR.

221. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress

     Research notes Published: 25/01/2021 Last modified: 25/01/2021
     In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability.

222. Cryptoassets: AML / CTF regime

     Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
     We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.

223. Fair and Effective Markets Review published

     News stories Published: 10/06/2015 Last modified: 04/11/2019
     The Fair and Effective Markets Review (FEMR) was a comprehensive and forward-looking assessment of the way fixed income, currency and commodity (FICC) markets operate.

224. Early and High Growth Oversight

     Firms Published: 25/04/2022 Last modified: 26/05/2023
     Following a successful pilot, find out how we’re expanding Early and High Growth Oversight to support more newly authorised firms.

225. Financial promotions quarterly data 2023 Q3

     Data Published: 03/11/2023 Last modified: 14/02/2024
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.

226. Examination standards

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.

227. Cryptoassets: AML / CTF regime - Registering with the FCA

     Published: 22/03/2023 Last modified: 31/01/2024
     You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

228. Creating and sustaining cultures of compliance: insights from psychology and beyond

     Insight Published: 16/12/2016 Last modified: 17/02/2017
     As with consumers out shopping, employees may use rules of thumb, discount future losses excessively and under or overestimate the risks of their actions, all with the consequence of moulding their ... As seen in the LIBOR scandal, the extent of

229. Do I need to worry about benchmark regulation?

     Speeches Published: 04/02/2016 Last modified: 04/02/2016
     Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.

230. FCA to undertake work in the motor finance market

     Statements Published: 11/01/2024 Last modified: 11/01/2024
     The FCA will review historical motor finance commission arrangements and sales across several firms.