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Showing 111 to 120 of 754 search results for risk during LIBOR.

  1. Financial promotions data 2023

    Data Published: 14/02/2024 Last modified: 13/03/2024
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.

  2. FSA - FG11/15 [pdf]

    Finalised guidance Published: 05/10/2011 Last modified: 20/10/2014
    This document sets out our findings during our prudential review of firms’ mortgage forbearance and impairment provisions processes and sets out the actions we want firms to take. We have included good and poor practice guidance to help your firm

  3. Locking down market abuse

    Speeches Published: 08/03/2021 Last modified: 08/03/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

  4. Credit Broking survey

    Firms Published: 12/05/2021 Last modified: 03/09/2021
    We are asking regulated firms that hold the credit broking permission to complete a short survey to update the information we hold on how they are using this permission.

  5. Change in Control

    Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
    Find out when you need to notify us to acquire or change control in a firm that we regulate.

  6. AI: Moving from fear to trust

    Speeches Published: 09/11/2022 Last modified: 20/03/2024
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.

  7. The fairness challenge

    Speeches Published: 24/10/2013 Last modified: 25/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. About our data

    Last modified: 14/03/2024
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

  9. Ending reliance on LIBOR: Overview of progress made on transition to overnight risk-free rates and what remains to be done

    Speeches Published: 21/02/2019 Last modified: 21/02/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Investment Association, London. 

  10. Whistleblowing in practice: Case studies

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.
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