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Showing 1 to 10 of 2270 search results for required to register.

  1. Directory of certified and assessed persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 27/07/2020
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals working in financial services.
  2. New Financial Services Register

    News stories Published: 07/09/2015 Last modified: 08/11/2016
    A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. The new Register has one search field to help you find a firm, individual or collective investment scheme by looking up its name, reference number or postcode. You can also search...
  3. Temporary permission

    Claims management companies Published: 17/12/2018 Last modified: 12/07/2019
    CMCs were required to register with us for temporary permission by 31 March 2019.
  4. Lists and registers

    Last modified: 15/01/2020
    Information held in registers required by law and other lists and registers relating to FCA functions.
  5. ScamSmart - Avoid investment and pension scams

    Last modified: 22/07/2020
    ScamSmart is a Financial Conduct Authority campaign providing information on how to avoid investment and pension scams.
  6. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 05/08/2020
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...
  7. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 01/07/2020
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended (MLRs).
  8. RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2016
    Q: Why is my firm required to complete RMA-J? A: Firms are required to complete RMA-J so that we can calculate the fees payable by each firm in respect ... Q2: How often is my firm required to complete RMA-J? A: RMA-J appears on your Gabriel schedule
  9. Applications under PSD2

    Tasks for regulated firms Published: 02/02/2017 Last modified: 14/09/2018
    PSD2 makes some important changes to the scope of regulation in the UK. Read more about the new information firms will have to provide, both when we authorise or register them and if they are currently authorised or registered.
  10. Apply to become an electronic money or a payment institution

    New firm authorisation Published: 01/05/2015 Last modified: 29/07/2020
    Find out how to apply to be authorised or registered with us if your firm wants to provide payment services or issue electronic money (e-money).