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Showing 1 to 10 of 15358 search results for required to register.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. Temporary permission

   Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
   CMCs were required to register with us for temporary permission by 31 March 2019.

6. AIFMD updates

   Focus areas Published: 08/06/2016 Last modified: 05/07/2023
   There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

7. RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs

   Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
   RMA-J Data required for collection of fees/RMA-K Adviser charges: FAQs

8. Limited Network Exclusion (LNE)

   Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
   The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards.

9. Register your society

   Mutual societies New firm authorisation Published: 12/05/2015 Last modified: 24/02/2023
   Whether you should register your society and how to do so.

10. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 13/02/2023
    Find out how to register for RegData and access the system as a principal or firm user.