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  1. MLA C: capital adequacy FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2016
    b) Examples of 'Other' for 'audited (or other) financial statement'. one example is where a firm is not necessarily required to have its accounts audited. ... However, since it is described as 'other reserves' above, and not as 'other audited reserves',
  2. Pointfinance Limited (clone)

    Warnings Published: 14/06/2017 Last modified: 14/06/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  3. Common misreporting errors: RMAR

    Tasks for regulated firms Registers and systems Published: 12/05/2016 Last modified: 17/05/2016
    Find out more about common errors that firms make when submitting their returns. 
  4. Regulation round-up August 2017

    Newsletters Published: 17/08/2017 Last modified: 17/08/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  5. RMA-F Threshold conditions: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 08/06/2016
    Q: Has there been a notifiable change to the firm's close links? A: You should answer this question as appropriate for your firm. There is a close link between the firm and another person or entity (CL) if the relationship between the two falls into
  6. Notification of changes in personal information

    Tasks for regulated firms New firm authorisation Registers and systems Published: 12/05/2016 Last modified: 08/06/2016
    Read more about how to use this Notification to inform the FCA/PRA of changes in the personal details of an approved person or a change in the details of an application to perform controlled functions.
  7. Service standards 2018/19

    Data Published: 24/06/2019 Last modified: 24/06/2019
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19.
  8. Asset Land - Information for investors

    News stories Published: 26/04/2016 Last modified: 16/05/2019
    The Asset Land companies and their directors promoted and operated collective investment schemes (CIS) without our authorisation. They promoted and sold plots of land in Stansted, Huby (near Harrogate), Lutterworth, Newbury, Liphook and South Godstone.
  9. Regulation round-up November 2018

    Newsletters Published: 15/11/2018 Last modified: 15/11/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  10. Submission methods and reporting schedule

    Registers and systems Published: 05/05/2016 Last modified: 21/10/2016
    Find out more about the 4 ways you can submit regulatory data, depending on the type of submission.