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  1. Application to perform a controlled or senior management function: Connect

    Registers and systems Firms Published: 08/06/2016 Last modified: 09/12/2019
    Application to perform a controlled or senior management function
  2. 2017 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 
  3. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.
  4. Find out how PSD2 affects your business - use our PSD2 Navigator

    Last modified: 13/01/2018
    This navigator is intended to help businesses identify the key changes that are relevant to them resulting from the revised Payment Services Directive (PSD2) and to provide links to further information. These pages provide a brief summary - for more detail, please refer to the Payment Services Regulations 2017 (PSRs 2017), our Approach Document,...
  5. Latest news

    Registers and systems Published: 09/05/2016 Last modified: 16/12/2019
    Gabriel is the FCA's online system for collecting and storing regulatory data from firms.Find out about the latest Gabriel news and updates.
  6. Making and receiving payments

    Consumers Published: 18/04/2016 Last modified: 13/01/2018
    Find out about your rights when payments are made to and from your bank account, and how long it should take to make or receive a payment.
  7. Firms now need to update or confirm their Firm Details annually

    News stories Published: 23/01/2020 Last modified: 23/01/2020
    From 31 January 2020, firms that come under Sup 16.10 reporting requirements have to check, amend or confirm the accuracy of their Firm Details annually, using the FCA’s Connect portal.
  8. Notification and disclosure of net short positions

    Markets Short selling Published: 13/05/2016 Last modified: 31/01/2020
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. 
  9. Retail Mediation Activities (RMA)

    Registers and systems Published: 24/05/2016 Last modified: 06/12/2016
    The Retail Mediation Activities return was originally introduced in April 2005 (by the FSA) and is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Firms are required to report at minimum twice yearly for most sections of the...
  10. Approved Persons help text: Connect

    Registers and systems Published: 12/05/2016 Last modified: 09/12/2019
    Approved persons help text