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Showing 61 to 70 of 2224 search results for required to register.

  1. How we process passporting notifications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 04/12/2018
    Find out about the timeframes for passporting notifications.
  2. Mutual societies in Northern Ireland

    New firm authorisation Published: 30/01/2018 Last modified: 30/01/2018
    Find out about the transfer of responsibility for registering mutual societies in Northern Ireland.
  3. Financials data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 11/06/2016
    A nil return is not required from firms that have not received such a letter. ... Gabriel will not display this data item unless a firm is required to report it.
  4. Third Party Verifier (TPV)

    Markets Markets policy Published: 19/03/2019 Last modified: 27/06/2019
    A TPV can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant with simple, transparent and standardised (STS) criteria, as set out by the Securitisation Regulation. 
  5. FSA data items FAQs

    Registers and systems Published: 10/05/2016 Last modified: 28/10/2016
    A: FSA006 is still required but cannot be submitted through the Gabriel system. ... If we do not notify them, will we be required to submit FSA006?
  6. Packaged bank accounts

    Consumers Published: 18/04/2016 Last modified: 08/12/2017
    There are obligations on banks and building societies offering current accounts that include insurance products. Find out what this means for you.
  7. RSI Bank Plc

    Warnings Published: 05/08/2013 Last modified: 26/03/2014
    We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
  8. REP data items FAQs

    Registers and systems Published: 04/03/2016 Last modified: 27/06/2017
    If you are using XML upload or Direct Communications to submit your report, include the firm reference numbers in the XML file, as required by the schema. ... only if Firm B has the equivalent reporting requirement (ie are required to report REP002 and
  9. Amend a recognised fund

    Tasks for regulated firms Published: 11/05/2015 Last modified: 22/01/2019
    To amend a recognised fund you must send us a notification for approval of the proposed change. You can only make the change after we have approved it and you notify us that the change has been made.
  10. RMA-H COBS data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 04/12/2018
    Q: Must I answer the question‘ Do FCA-regulated activities form the core business of the firm'? A: Yes. All firms must answer this question.‘ Core business’ for this purpose is the activity from which the largest percentage of the firm's gross