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Showing 61 to 70 of 2239 search results for required to register.

  1. Amend an authorised fund

    Tasks for regulated firms Published: 11/05/2015 Last modified: 22/01/2019
    To amend or wind up an authorised fund you must send us a notification for approval of the proposed change. You can only make the change after we have approved it and you notify us that the change has been made.
  2. RSI Bank Plc

    Warnings Published: 05/08/2013 Last modified: 26/03/2014
    We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.
  3. Amend a recognised fund

    Tasks for regulated firms Published: 11/05/2015 Last modified: 22/01/2019
    To amend a recognised fund you must send us a notification for approval of the proposed change. You can only make the change after we have approved it and you notify us that the change has been made.
  4. RMA-H COBS data: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 04/12/2018
    Q: Must I answer the question ‘Do FCA-regulated activities form the core business of the firm'? A: Yes. All firms must answer this question. ‘Core business’ for this purpose is the activity from which the largest percentage of the firm's gross
  5. REP data items FAQs

    Registers and systems Published: 04/03/2016 Last modified: 27/06/2017
    If you are using XML upload or Direct Communications to submit your report, include the firm reference numbers in the XML file, as required by the schema. ... only if Firm B has the equivalent reporting requirement (ie are required to report REP002 and
  6. National Storage Mechanism

    Markets Published: 04/05/2016 Last modified: 10/02/2020
    The National Storage Mechanism (NSM) is our official way of storing regulated information, as required under the Transparency Directive.
  7. Regulation round-up May 2018

    Newsletters Published: 17/05/2018 Last modified: 17/05/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  8. Status disclosure: consumer credit

    Tasks for regulated firms Published: 11/05/2015 Last modified: 07/06/2016
    Find out what information consumer credit firms need to tell customers about their regulatory status.
  9. 2018 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 
  10. Employers' liability insurers notification template

    Last modified: 09/12/2016
    All insurers (including EEA insurers passporting in) and Lloyd's managing agents managing syndicates with permission to conduct general insurance business in the UK are required to notify us of the ... Yes. No. 4. The website address of the firm or