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  1. Employers' liability insurers notification template

    Last modified: 09/12/2016
    All insurers (including EEA insurers passporting in) and Lloyd's managing agents managing syndicates with permission to conduct general insurance business in the UK are required to notify us of the ... Yes. No. 4. The website address of the firm or
  2. Application to perform a controlled or senior management function: Connect

    Registers and systems Firms Published: 08/06/2016 Last modified: 09/12/2019
    Application to perform a controlled or senior management function
  3. Notification of changes in personal information

    Tasks for regulated firms New firm authorisation Registers and systems Published: 12/05/2016 Last modified: 08/06/2016
    Read more about how to use this Notification to inform the FCA/PRA of changes in the personal details of an approved person or a change in the details of an application to perform controlled functions.
  4. 2019 Disclosure Log

    Last modified: 28/04/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 
  5. Our authorisation process

    New firm authorisation Published: 09/08/2017 Last modified: 06/08/2018
    What to expect after you submit to us your application for authorisation.
  6. COREP and FINREP reporting

    Registers and systems Published: 10/05/2016 Last modified: 09/05/2017
    The Capital Requirements Regulations (CRR) came into force in January 2014 - this includes the implementing technical standards (ITS) for reporting, ie the guidance, templates, technical standards and validation required for reporting
  7. Regulated covered bonds

    Firms Focus areas Regulated markets Published: 13/05/2016 Last modified: 13/11/2017
    Read more about the key features of the UK regime for regulated covered bonds. This page should not be interpreted as formal FCA guidance.
  8. Vary or cancel a waiver

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/07/2019
    A waiver or modification will be specific to the agreement submitted with the application. If any terms of the agreement have changed, a new waiver or modification may be required.
  9. Apply for a capital requirements permission

    Tasks for regulated firms Published: 12/05/2015 Last modified: 28/01/2019
    Why and how to apply for permissions under the Capital Requirements Regulation (CRR).
  10. How to Apply to our Authorisation for Firms

    New firm authorisation Published: 09/08/2017 Last modified: 27/05/2020
    It can take time to gather all the information needed to apply for authorisation. Prepare in advance with our pre-application checklists for consumer credit, investment and other financial services firms.