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Showing 41 to 50 of 2226 search results for required to register.

  1. Approved Persons help text: Connect

    Registers and systems Published: 12/05/2016 Last modified: 04/12/2018
    Find our help text for Approved Persons
  2. Advisers and arrangers of wholesale funds: authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 01/08/2019
    Find out which permissions to apply for in order to become authorised 
  3. Disclosure Log

    Last modified: 23/09/2019
    The aim of our Disclosure Log is to keep in one place information that we have released under the Freedom of Information Act and which we think is of wider public interest.
  4. Tracing employers' liability insurers

    Tasks for regulated firms Published: 09/02/2016 Last modified: 17/07/2019
    Our rules require all general insurers to notify us if they have any actual or potential liability for UK commercial lines employers’ liability claims. If they have such liability, they are required to produce an employers’ liability register (ELR).
  5. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 24/05/2019
    When the UK leaves the EU, the FCA will become the UK regulator of credit rating agencies (CRAs) and any legal person wishing to issue credit ratings in the UK for regulatory purposes on or after exit day will need to be registered or certified with the FCA.
  6. Limited permissions for consumer credit firms

    New firm authorisation Published: 09/08/2017 Last modified: 09/08/2017
    Discover the regulated activities that require limited permission and the details of the application process. 
  7. Mortgage fraud

    Know your rights Published: 04/04/2016 Last modified: 20/05/2016
    Mortgage fraud is when individuals defraud a firm or private lender through the mortgage process. This is a crime. 
  8. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 08/06/2018
    If you would like to receive an extract of the Register (i.e. ... data to match this (as long as the required data tables are also published).
  9. Transparency

    How we operate Published: 06/04/2016 Last modified: 08/07/2019
    We set out to be as open and accountable as possible, so we can be scrutinised by consumers, firms and Parliament.
  10. RMA-E Professional indemnity insurance self certification: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 04/12/2018
    Again, however, this may result in the firm being required to hold additional resources to satisfy FCA requirements. ... A notification is particularly important as additional own funds may be required to offset an increased excess.