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  1. Privacy notice

    Last modified: 27/03/2019
    Our privacy notice explains how and why we use your personal data.
  2. Safe custody services and money laundering

    Tasks for regulated firms Published: 22/02/2016 Last modified: 27/06/2017
    We are responsible for regulating businesses that rent safety deposit boxes. We oversee their efforts to prevent criminals and terrorists from exploiting these services.
  3. Gabriel help and FAQs

    Registers and systems Published: 04/05/2016 Last modified: 20/07/2018
    You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.
  4. Electronic Communications Exclusion (ECE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 06/09/2019
    When you might be offering a regulated payment service In general, the Payment Services Regulations 2017 (PSRs 2017) require that anyone who provides payment services as a regular occupation or business activity needs to be authorised or registered by us.  However, certain activities are excluded and certain bodies are exempt or otherwise...
  5. Regulated covered bonds

    Firms Focus areas Regulated markets Published: 13/05/2016 Last modified: 13/11/2017
    Read more about the key features of the UK regime for regulated covered bonds. This page should not be interpreted as formal FCA guidance.
  6. Application to perform a controlled function: Connect

    Registers and systems Firms Published: 08/06/2016 Last modified: 08/06/2016
    Employment History Connect will not accept any overlaps in employment dates or gaps of more than one month between them (a minimum of the last 5 years is required). Please record overlaps in employment history in the Supporting Documents section of the application. Residential (Address) History A minimum of 3 years history is required. Connect...
  7. Credit brokers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 09/08/2017
    Here we list some typical misconceptions about the way we authorise credit brokers. Then we give you the facts.
  8. Benchmarks

    Markets Regulated markets Published: 22/04/2016 Last modified: 09/08/2019
    Benchmarks are used in a wide range of markets to help set prices, measure performance, or work out amounts payable under financial contracts – this makes them integral to our strategic objective of ensuring that markets function well.
  9. Employers' liability insurers notification template

    Last modified: 09/12/2016
    All insurers (including EEA insurers passporting in) and Lloyd's managing agents managing syndicates with permission to conduct general insurance business in the UK are required to notify us of the ... Yes. No. 4. The website address of the firm or
  10. Approved Persons help text: Connect

    Registers and systems Published: 12/05/2016 Last modified: 04/12/2018
    Find our help text for Approved Persons