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  1. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/03/2018
    Firms should monitor our website for updates on AIFMD.
  2. Apply to become an authorised payment institution (API) or an authorised electronic money institution (EMI)

    Tasks for regulated firms Published: 12/05/2015 Last modified: 16/11/2018
    How to become an authorised payment institution, or an an authorised electronic money institution, register business managers, people and firms with qualifying holdings, and providing services in EEA countries.
  3. Retail intermediaries and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 09/08/2017
    Whether you’re a retail investment firm, an insurance broker or a mortgage provider, you have to be authorised by us. Find out what forms you may need to complete.
  4. PS19/7: Finalising the Directory

    Policy statements Published: 08/03/2019 Last modified: 08/03/2019
    This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our response.
  5. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 24/05/2019
    When the UK leaves the EU, the FCA will become the UK regulator of trade repositories (TRs) and any TR wishing to offer its services in the UK will need to be registered with, or recognised by the FCA.
  6. Corporate finance advisers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 01/08/2019
    Find out which permissions to apply for in order to become authorised
  7. EMIR

    Markets Markets policy Published: 24/05/2016 Last modified: 14/06/2019
    Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market.
  8. The temporary permissions regime for inbound passporting EEA firms and funds

    Firms Focus areas Published: 24/07/2018 Last modified: 17/10/2019
    The temporary permissions regime will enable relevant firms and funds which passport into the UK to continue operating in the UK if the passporting regime falls away abruptly when the UK leaves the EU.
  9. Regulation round-up March 2019

    Newsletters Published: 26/03/2019 Last modified: 26/03/2019
    Regulation round-up is our monthly update on the latest news that affects your sector.
  10. Passporting under PSD2

    Tasks for regulated firms Published: 02/02/2017 Last modified: 18/05/2018
    Find out about the changes introduced by PSD2 to the passporting process and the important deadlines you need to know about.