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Showing 11 to 20 of 2256 search results for required to register.

  1. Senior Managers and Certification Regime: solo-regulated firms

    Tasks for regulated firms Published: 26/07/2017 Last modified: 29/04/2020
    Information for solo-regulated firms regarding the Senior Managers and Certification Regime (SM&CR).
  2. Using Connect to submit EMIR notifications and applications

    Markets policy Markets Published: 24/05/2016 Last modified: 06/02/2020
    All EMIR notifications must be submitted using the FCA Connect system, except applications for intragroup exemptions from bilateral margining. These need to be submitted by email following the current process set out on our EMIR notifications and exemptions page.
  3. Applications under PSD2

    Tasks for regulated firms Published: 02/02/2017 Last modified: 14/09/2018
    PSD2 makes some important changes to the scope of regulation in the UK. Read more about the new information firms will have to provide, both when we authorise or register them and if they are currently authorised or registered.
  4. Making and receiving payments

    Consumers Published: 18/04/2016 Last modified: 13/01/2018
    Find out about your rights when payments are made to and from your bank account, and how long it should take to make or receive a payment
  5. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 27/05/2020
    Any TR wishing to offer its services in the UK after 31 December 2020 will need to be registered with, or recognised by the FCA.
  6. Benchmarks

    Markets Regulated markets Published: 22/04/2016 Last modified: 31/01/2020
    Benchmarks are used in a wide range of markets to help set prices, measure performance, or work out amounts payable under financial contracts – this makes them integral to our strategic objective of ensuring that markets function well.
  7. Re-use of Public Sector Information Regulations 2015: Charges statement

    Last modified: 19/12/2016
    Once you have requested to re-use or re-produce documents for commercial purposes, we will advise you of any charges that are applicable.
  8. Apply to become an authorised payment institution (API) or an authorised electronic money institution (EMI)

    Tasks for regulated firms Published: 12/05/2015 Last modified: 16/11/2018
    How to become an authorised payment institution, or an an authorised electronic money institution, register business managers, people and firms with qualifying holdings, and providing services in EEA countries.
  9. Insurance Distribution Directive

    Focus areas Published: 25/05/2018 Last modified: 20/05/2020
    FCA Insurance Distribution Directive
  10. Full permissions for consumer credit firms

    New firm authorisation Published: 09/08/2017 Last modified: 29/04/2020
    Discover the regulated activities that require full permission and the details of the application process.