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Showing 1 to 10 of 15306 search results for required to register.

  1. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
  2. Using the Financial Services Register

    Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
    Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.
  3. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.
  4. Obtaining a data extract from the Financial Services Register

    Published: 14/05/2016 Last modified: 29/11/2023
    How you can order an extract of data from the Financial Services (FS) Register.
  5. Temporary permission

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    CMCs were required to register with us for temporary permission by 31 March 2019.
  6. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.
  7. Multi-factor authentication for FCA systems

    Firms Published: 15/12/2022 Last modified: 25/03/2024
    We’re strengthening how firms and others log into some FCA systems to further protect and control access to our data.
  8. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 13/03/2024
    EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business.
  9. Register your society

    Mutual societies New firm authorisation Published: 12/05/2015 Last modified: 24/02/2023
    Whether you should register your society and how to do so.
  10. Limited Network Exclusion (LNE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
    The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards.