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Showing 31 to 40 of 270 search results for required to register with us for temporary.

  1. Coronavirus linked forbearance: key findings

    Multi-firm reviews Published: 25/03/2021 Last modified: 15/04/2021
    We set out our findings from our review, where we considered mortgage and consumer credit firms' implementation of Tailored Support Guidance since November 2020 and the operational readiness of firms to support customers in financial difficulty.

  2. Comparison of banking providers’ fraud controls

    Data Published: 09/03/2020 Last modified: 07/08/2020
    This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

  3. Consumer investments data review April 2021 – March 2022

    Data Published: 18/10/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.

  4. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

  5. Sub-threshold firm notifications

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    Find out how to notify us when a sub-threshold firm exceeds the assets under management (AuM) threshold.

  6. Primary Market Bulletin 39

    Newsletters Published: 23/03/2022 Last modified: 24/03/2022
    In this edition we announce the proposed removal of the temporary measures we introduced in 2020 allowing for the delayed annual and interim financial reporting, as well as rescinding the temporary measures regarding working capital statements and

  7. Temporary permissions regime

    Firms Focus areas Published: 23/07/2018 Last modified: 29/01/2024
    The TPR were designed to allow relevant EEA firms and funds who were previously using the passporting regime to transition to the UK full regulatory regime.

  8. FCA establishes Temporary Registration Regime for cryptoasset businesses

    Press Releases Published: 16/12/2020 Last modified: 16/12/2020
    The FCA is establishing a Temporary Registration Regime for cryptoasset businesses applied to be registered with the FCA to continue trading.

  9. Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

    Statements Published: 03/04/2020 Last modified: 22/09/2022
    We recognise that firms directly affected by coronavirus (Covid-19) will need to keep their governance arrangements under review and make appropriate changes as circumstances change

  10. Temporary Registration Regime extended for cryptoasset businesses

    Press Releases Published: 03/06/2021 Last modified: 03/06/2021
    The extended end date will allow cryptoasset firms to continue trading while the FCA continues with its assessments.
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