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Showing 171 to 180 of 239 search results for relation to LIBOR transition.

  1. Our investigations – the evolving approach

    Speeches Published: 15/06/2017 Last modified: 15/06/2017
    Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.
  2. FCA fines and bans former RBS trader, Neil Danziger

    Press Releases Published: 08/01/2018 Last modified: 08/01/2018
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated
  3. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.
  4. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct

    Press Releases Published: 29/10/2013 Last modified: 29/10/2013
    Rabobank’s misconduct is among the most serious we have identified on LIBOR. ... On 19 December 2012, the Financial Services Authority (FSA), the FCA’s predecessor, fined UBS AG £160 million for significant failings in relation to LIBOR and EURIBOR,
  5. Brexit: what does it mean for financial markets to be open?

    Speeches Published: 24/04/2018 Last modified: 24/04/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’.
  6. Dealing with EEA firms and funds

    Last modified: 16/02/2022
    Check if you’re protected and how to complain if you’re dealing with an EEA firm in the temporary permissions regime (TPR) or financial services contracts regime (FSCR).
  7. A strategy for positive change: our ESG priorities

    Corporate documents Published: 03/11/2021 Last modified: 12/04/2022
    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.
  8. Statement on MiFID trade reporting and position limit obligations

    Statements Published: 01/10/2020 Last modified: 02/10/2020
    ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits.
  9. FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud

    Press Releases Published: 30/07/2015 Last modified: 30/07/2015
    FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. Press Releases First published:. ... To date the FCA has issued 14 warning notices related to interest rate benchmarks, and continues wider investigations into individuals’ conduct in
  10. Countercyclical buffer rate for the UK: proposed approach

    Statements Published: 04/04/2016 Last modified: 27/06/2019
    We set out our proposed approach to the interaction between our capital planning buffer (CPB) and the capital buffers required under the CRD IV during the transition period from 1 January ... Consistent with Principle 11: Relations with regulators, this