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Showing 51 to 60 of 135 search results for relation to LIBOR contributions.
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Locking down market abuse
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021. -
Wholesale Conduct Risk
If, indeed, they featured at all. Libor triggered a wave of change – regulatory, legislative and within firms. ... The investigation into FX manipulation found many of the same failings as in LIBOR. -
FCA to regulate seven additional financial benchmarks
The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London -
FCA publishes Decision Notice for former UBS LIBOR trader
FCA publishes Decision Notice for former UBS LIBOR trader. Press Releases First published:. ... and failing to take reasonable care to organise its affairs responsibly and effectively, with adequate risk management systems in relation to the process. -
Price: the cornerstone of markets
Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the -
Product sales data: performance data FAQs
Product sales data: new mortgage requirements: performance data FAQs -
PRIIPs disclosure: Key Information Documents
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects. -
FSA finalises proposals for the regulation and supervision of benchmarks
The Financial Services Authority (FSA) has finalised new rules and regulations for financial benchmarks. This follows the recommendations of the Wheatley Review of the London Inter-Bank Offered Rate (LIBOR). -
Regulation round-up November 2015
Welcome to the November edition of Regulation round-up. This is my first contribution to Regulation round-up so I thought I would take the opportunity to reflect on the key -
FCA bans former RBS LIBOR submitter, Paul White
CHF money market positions, or those of external parties, his LIBOR submissions would be improper. ... The FCA has imposed 7 fines, totalling £426 million, on firms for misconduct relating to LIBOR.