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Showing 72 to 81 of 899 search results for regulation round up.

  1. Regulation round-up February 2018

    Newsletters Published: 15/02/2018 Last modified: 21/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  2. Regulation round-up March 2018

    Newsletters Published: 15/03/2018 Last modified: 23/03/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  3. Regulation round-up April 2018

    Newsletters Published: 19/04/2018 Last modified: 19/04/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  4. Regulation round-up July 2013

    Newsletters Published: 19/07/2013 Last modified: 09/12/2016
    Information for all firms 100 days of the Financial Conduct Authority (FCA) On 9th July, the FCA had been in operation for 100 days.  In his ABI speech, Martin Wheatley said that we are taking steps in the right direction and sited our recent pre-emptive work on interest only mortgages. Review of automatic renewal of fixed term bonds We have...
  5. Regulation round-up August 2013

    Newsletters Published: 29/08/2013 Last modified: 29/08/2013
    Information for all firms Positive Compliance – New dates added We have added further dates to the schedule for the remainder of the year. This seminar programme explores specifically our expectations and common failings in the areas of pension switching and Income Drawdown and include interactive case studies. These sessions are an excellent...
  6. Regulation round-up April 2013

    Newsletters Published: 30/04/2013 Last modified: 13/05/2013
    Information for all firms Our planned timetable for implementing CRDIV On 16 April the European Parliament adopted the legislative package for CRDIV. Following this announcement we set out our planned timetable for implementation. We intend to undertake two consultations on elements of the framework. The main consultation, which is intended to be...
  7. Regulation round-up September 2013

    Newsletters Published: 02/10/2013 Last modified: 28/10/2013
    Information for all firms Positive Compliance - New dates added We have added further dates to our Positive Compliance seminars. The current programme explores specifically our expectations and common failings in the areas of Pension Switching and Income Drawdown and include interactive case studies. These sessions are an excellent opportunity to...
  8. Regulation round-up November 2013

    Newsletters Published: 22/11/2013 Last modified: 27/07/2017
    Information for all firms Fees and levies Consultation Paper: Policy Proposals for 2014/15 Our consultation paper proposes changes to the way we levy fees, including how much firms will be charged to offer consumer credit services. It also sets out our proposed fees for consumer credit providers, a new fee block for investment firms that safeguard...
  9. Firms

    Firms Last modified: 29/07/2020
    Tasks for regulated firms and authorisation information for new firms
  10. Regulation round-up October 2017

    Newsletters Published: 19/10/2017 Last modified: 19/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.