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Showing 62 to 71 of 82 search results for regulation of workplace defined contribution pensions.

  1. FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators

    Press Releases Published: 21/07/2014 Last modified: 21/07/2014
    Clive Adamson, director of supervision at the FCA said:. ”Transferring from a defined benefit scheme to a defined contribution scheme is an important decision for consumers. ... ETVs may be offered by employers to incentivise members to transfer out of
  2. Human face of regulation

    Speeches Published: 10/04/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London
  3. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 27/08/2021
    Read our archive of news relating to EMIR dating back to August 2013.
  4. FCA introduces additional protection for consumers ahead of pension freedoms

    Press Releases Published: 26/01/2015 Last modified: 26/01/2015
    FCA introduces additional protection for consumers ahead of pension freedoms. Press Releases First published:. ... The Financial Conduct Authority (FCA) has today written to the Chief Executive Officers (CEOs) of pension providers to outline plans to
  5. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB
  6. FCA to require pension providers to offer to book Pension Wise appointments for consumers

    Press Releases Published: 04/05/2021 Last modified: 04/05/2021
    The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes
  7. PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance

    Policy and guidance Policy statements Published: 05/06/2020 Last modified: 05/06/2020
    The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer
  8. Consumer investments data review 2021

    Data Published: 15/09/2021 Last modified: 15/09/2021
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.
  9. Consumer investments data review 2020

    Data Published: 18/01/2021 Last modified: 13/07/2021
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.
  10. The fight against skimmers and scammers

    Speeches Published: 05/09/2019 Last modified: 05/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.