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Showing 72 to 81 of 13036 search results for regulated%20mortgages.

  1. Form E - Internal transfer of a permission performing a controlled function for dual-regulated firms [docx]

    Forms Published: 26/11/2021 Last modified: 07/06/2023
    Form E - Internal transfer of a permission performing a controlled function for dual-regulated firms
  2. Form E - Internal transfer of a permission performing a controlled function for solo-regulated firms [docx]

    Forms Published: 26/11/2021 Last modified: 13/04/2023
    Form E - Internal transfer of a permission performing a controlled function for solo-regulated firms
  3. Credit unions carrying out consumer credit activities

    Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
    Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.
  4. Regulated retail investment adviser re-evaluation

    Statements Published: 05/09/2018 Last modified: 21/09/2018
    Regulated retail investment adviser re-evaluation. Statements First published:. 05/09/2018. Last updated: 21/09/2018. ... The CII will make the ‘Regulated Retail Investment Adviser Re-Evaluation’ available from 1 October 2018 and the assessment aims
  5. CFS PLC (falsely claims to be regulated by the FCA)

    Warnings Published: 21/03/2014 Last modified: 21/02/2017
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  6. Long Form A - Solo-regulated firms [docx]

    Forms Published: 09/12/2021 Last modified: 12/07/2022
    Long Form A - Solo-regulated firms (including EEA and third country)
  7. FCA list of regulated markets [pdf]

    Published: 17/12/2020
    List of third-country markets considered as equivalent to a UK regulated market under UK EMIR.
  8. Short Form A - Dual-regulated firms [docx]

    Forms Published: 09/12/2021 Last modified: 07/06/2023
    Short Form A - Dual-regulated firms (including EEA and third country firms)
  9. Short Form A - Solo-regulated firms [docx]

    Forms Published: 11/08/2022
    Application to perform controlled functions including senior management functions.
  10. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... 10 December 2018 for dual-regulated insurers. 9 December 2019 for solo-regulated firms.