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Showing 1 to 10 of 2591 search results for register under.

  1. Finding an adviser

    Consumers Published: 18/04/2016 Last modified: 19/06/2020
    It can be tricky to know how to find a financial adviser, especially if you’re looking for the first time. Read our tips to help you get started.
  2. Money laundering registration

    Tasks for regulated firms Published: 22/02/2016 Last modified: 29/07/2019
    Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (the Regulations) give the FCA responsibility for supervising the anti-money laundering controls of businesses that offer certain services.
  3. Directory of certified and assessed persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 27/07/2020
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals working in financial services.
  4. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 18/02/2020
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  5. Firm details

    Tasks for regulated firms Published: 07/05/2015 Last modified: 23/03/2018
    Firm details (previously known as Standing Data) are basic information we hold about your firm and publish on the Financial Services Register. You can keep it up to date online using Connect.
  6. Apply to become an electronic money or a payment institution

    New firm authorisation Published: 01/05/2015 Last modified: 29/07/2020
    Find out how to apply to be authorised or registered with us if your firm wants to provide payment services or issue electronic money (e-money).
  7. Register a mutual society

    New firm authorisation Published: 12/05/2015 Last modified: 06/08/2019
    Find out how to register a mutual society with the Financial Conduct Authority.
  8. Firms

    Firms Last modified: 29/07/2020
    Tasks for regulated firms and authorisation information for new firms
  9. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 25/06/2020
    Any TR wishing to offer its services in the UK after 31 December 2020 will need to be registered with, or recognised by the FCA.
  10. Securities Financing Transactions Regulation (SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 03/08/2020
    The Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.