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Showing 1 to 11 of 146 search results for register for checking the details of key.

1. Check the Financial Services Register

   You can check our FS Register to make sure a firm or individual is authorised and has permission for the service it’s offering you.

2. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

3. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

4. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

5. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

6. PS19/7: Finalising the Directory

   Policy statements Published: 08/03/2019 Last modified: 08/03/2019
   This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

7. User guide: submitting multiple entries to the Directory [pdf]

   Documents Published: 06/09/2019 Last modified: 02/10/2020
   To help firms submit data to the Directory, a new public register for checking details of key people working in financial services as part of SM&CR.

8. Turning technology against financial crime

   Speeches Published: 23/10/2019 Last modified: 23/10/2019
   Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.

9. Over 55s at heightened risk of fraud, says FCA

   Press Releases Published: 25/05/2016 Last modified: 25/05/2016
   Low interest rates cited as a key driver as investors seek higher returns. ... The FCA Warning List details firms and individuals that the FCA knows is operating without its authorisation.

10. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

11. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.