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Showing 1 to 10 of 244 search results for register business managers and agents.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. Payment institution applicants

   Tasks for firms Published: 08/05/2015 Last modified: 26/03/2024
   Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

6. Electronic money institution applicants

   Firm authorisation Electronic money and payment institutions Published: 09/05/2015 Last modified: 26/03/2024
   Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA.

7. Dealing with EEA firms and investment funds

   Consumers Published: 15/12/2020 Last modified: 06/03/2024
   Check if you’re protected and how to complain if you’re dealing with an EEA firm in the temporary permissions regime (TPR) or financial services contracts regime (FSCR).

8. Firm notification form (SUP 15)

   Last modified: 02/04/2024
   Regulated firms and Insolvency Practitioners can complete this form to notify the FCA of an event that has occurred or will occur in the foreseeable future.

9. Apply to become a debt firm

   Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
   Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

10. Register a new legal status: Electronic money and payment institutions

    Tasks for firms Published: 05/05/2015 Last modified: 12/03/2024
    The FCA provides information on how an electronic money or payment institution (PI) can change its legal status with us.