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Showing 1 to 10 of 858 search results for register business managers.

  1. Apply to become a small payment institution (SPI) or a small EMI

    New firm authorisation Electronic money and payment institutions Published: 12/05/2015 Last modified: 03/09/2019
    How to become a small payment institution or a small EMI, including information we need from you and how to register business managers and agents.
  2. Apply to become an authorised payment institution (API) or an authorised electronic money institution (EMI)

    Tasks for regulated firms Published: 12/05/2015 Last modified: 16/11/2018
    How to become an authorised payment institution, or an an authorised electronic money institution, register business managers, people and firms with qualifying holdings, and providing services in EEA countries.
  3. Firms

    Firms Last modified: 05/02/2020
    Tasks for regulated firms and authorisation information for new firms
  4. Directory Persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 10/02/2020
    The directory is the new public register for checking the details of key people working in financial services. From 9 September 2019 firms are required to submit their data.
  5. Regulation round-up March 2019

    Newsletters Published: 26/03/2019 Last modified: 26/03/2019
    Regulation round-up is our monthly update on the latest news that affects your sector.
  6. Senior Managers and Certification Regime: dual-regulated firms

    Tasks for regulated firms Published: 08/12/2015 Last modified: 12/12/2019
    The Senior Managers and Certification Regime (SM&CR) applied to all dual-regulated insurers from 10 December 2018.
  7. Credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/12/2016
    Find out about credit unions: how to register and become authorised, reporting rules, yearly fees and how to change your society’s details.
  8. Register a new legal status: Electronic money and payment Institutions

    Tasks for regulated firms Published: 05/05/2015 Last modified: 28/08/2018
    How an Electronic Money or Payment Institution can change its legal status with us, the evidence it needs to provide and the forms it needs to complete to transfer to a new registration or authorisation.
  9. General Insurers and Insurance Intermediaries

    General insurers and insurance intermediaries Firms Last modified: 15/10/2019
    The FCA regulates general insurance intermediaries to create accountability for individual insurers. Learn about insurance industry regulations under the FCA.
  10. Firms that need authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 25/02/2019
    Here you can check whether you’re the type of firm that needs to be authorised by us and, if you are, what to do next.