Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1 to 10 of 945 search results for register business managers.

  1. Directory of certified and assessed persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 27/07/2020
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals working in financial services.
  2. Apply to become a small payment institution (SPI) or a small EMI

    New firm authorisation Electronic money and payment institutions Published: 12/05/2015 Last modified: 29/07/2020
    Find out how to become a small payment institution or a small EMI.
  3. Firms

    Firms Last modified: 29/07/2020
    Tasks for regulated firms and authorisation information for new firms
  4. Apply to become a registered account information service provider

    Tasks for regulated firms Published: 13/10/2017 Last modified: 29/07/2020
    Find out how to become a registered account information service provider (RAISP), including the information we need from you.
  5. Apply to become an authorised payment institution (API) or an authorised electronic money institution (EMI)

    Tasks for regulated firms Published: 12/05/2015 Last modified: 29/07/2020
    Find out how to become an authorised payment institution, or an authorised electronic money institution.
  6. Register a new legal status: Electronic money and payment Institutions

    Tasks for regulated firms Published: 05/05/2015 Last modified: 28/08/2018
    How an Electronic Money or Payment Institution can change its legal status with us, the evidence it needs to provide and the forms it needs to complete to transfer to a new registration or authorisation.
  7. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 01/07/2020
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended (MLRs).
  8. Investment Managers

    Investment managers Last modified: 24/03/2020
    Investment managers need to be authorised and utilise the available support to best help consumers. Find useful links, publications and expectations for investment management firms.
  9. Credit unions

    Tasks for regulated firms Published: 12/05/2015 Last modified: 13/07/2020
    Find out about credit unions: how to register and become authorised, reporting rules, yearly fees and how to change your society’s details.
  10. Wealth managers

    Wealth managers Last modified: 01/04/2020
    Wealth managers