Search results

Showing 1 to 10 of 7331 search results for register as a new.

1. Register a new legal status: Electronic money and payment Institutions

   Tasks for regulated firms Published: 05/05/2015 Last modified: 28/08/2018
   How an Electronic Money or Payment Institution can change its legal status with us, the evidence it needs to provide and the forms it needs to complete to transfer to a new registration or authorisation.

2. New Financial Services Register

   News stories Published: 07/09/2015 Last modified: 08/11/2016
   A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. The new Register has one search field to help you find a firm, individual or collective investment scheme by looking up its name, reference number or postcode. You can also search...

3. Firms

   Firms Last modified: 31/07/2019
   See if your firm needs to be authorised or registered, how to apply or cancel, and the fees you will have to pay.

4. Register a mutual society

   New firm authorisation Published: 12/05/2015 Last modified: 06/08/2019
   Find out how to register a mutual society with the Financial Conduct Authority.

5. Trade repositories

   Focus areas Published: 07/01/2019 Last modified: 24/05/2019
   When the UK leaves the EU, the FCA will become the UK regulator of trade repositories (TRs) and any TR wishing to offer its services in the UK will need to be registered with, or recognised by the FCA.

6. Key Markets Limited

   Warnings Published: 30/05/2019 Last modified: 20/09/2019
   Key Markets Limited is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.

7. Regulation round-up March 2019

   Newsletters Published: 26/03/2019 Last modified: 26/03/2019
   Regulation round-up is our monthly update on the latest news that affects your sector.

8. Europe FX Trade (clone of FCA authorised firm)

   Warnings Published: 11/09/2019 Last modified: 20/09/2019
   Europe FX Trade (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from scammers.

9. FCA to introduce UK Benchmarks Register

   Statements Published: 22/03/2019 Last modified: 22/03/2019
   We continue to plan for a range of outcomes in relation to Brexit, including the UK leaving the EU without an implementation period. To prepare for this scenario, we have developed a new UK Benchmarks Register. The new Register will replace the ESMA Register for UK supervised users, and UK and third-country based benchmark administrators that want...

10. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 30/08/2019
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...