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Showing 1 to 10 of 7634 search results for register as a new.

  1. New Financial Services Register

    News stories Published: 07/09/2015 Last modified: 08/11/2016
    A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. The new Register has one search field to help you find a firm, individual or collective investment scheme by looking up its name, reference number or postcode. You can also search...
  2. Register a new legal status: Electronic money and payment Institutions

    Tasks for regulated firms Published: 05/05/2015 Last modified: 28/08/2018
    How an Electronic Money or Payment Institution can change its legal status with us, the evidence it needs to provide and the forms it needs to complete to transfer to a new registration or authorisation.
  3. Register a mutual society

    New firm authorisation Published: 12/05/2015 Last modified: 06/08/2019
    Find out how to register a mutual society with the Financial Conduct Authority.
  4. Firms

    Firms Last modified: 05/02/2020
    Tasks for regulated firms and authorisation information for new firms
  5. FCA to introduce UK Benchmarks Register

    Statements Published: 22/03/2019 Last modified: 22/03/2019
    We continue to plan for a range of outcomes in relation to Brexit, including the UK leaving the EU without an implementation period. To prepare for this scenario, we have developed a new UK Benchmarks Register. The new Register will replace the ESMA Register for UK supervised users, and UK and third-country based benchmark administrators that want...
  6. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 31/01/2020
    Any TR wishing to offer its services in the UK after 31 December 2020 will need to be registered with, or recognised by the FCA.
  7. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 30/01/2020
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...
  8. Directory Persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 10/02/2020
    The directory is the new public register for checking the details of key people working in financial services. From 9 September 2019 firms are required to submit their data.
  9. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 31/01/2020
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  10. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 12/12/2019
    Find out how your firm can register on Connect.