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Showing 62 to 71 of 6933 search results for register.

  1. Application for registration as an Annex I financial institution [doc]

    Forms Published: 01/04/2013 Last modified: 01/04/2013
    Full name of business applying to register under Money Laundering Regulations 2007
  2. UK Benchmarks Regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 31/12/2020
    The Benchmarks Regulation (BMR) aims to ensure benchmarks are robust and reliable, and to minimise conflicts of interest in benchmark-setting processes.

    Warnings Published: 30/12/2020 Last modified: 05/01/2021 is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  4. Notification and disclosure of net short positions

    Markets Short selling Published: 12/05/2016 Last modified: 19/01/2021
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. 
  5. Securitisation

    Markets Markets policy Published: 31/07/2018 Last modified: 31/12/2020
    Securitisation is an important part of the UK’s capital markets. Find out more about the UK Securitisation Regulation and the general requirements for securitisations.
  6. CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service [pdf]

    Consultation papers Published: 20/08/2018
    On 1 April 2019 we will become the regulator of claims management companies (CMCs) established or serving customers, in England, Wales and Scotland. Firms that wish to continue trading from 1 April 2019 will have to register for temporary
  7. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Please note that controllers and persons responsible for payment services/e-money are not on the FS Register. ... Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register..
  8. Our authorisation process

    New firm authorisation Published: 09/08/2017 Last modified: 15/01/2021
    Our authorisation process
  9. Insurance Distribution Directive

    Focus areas Published: 25/05/2018 Last modified: 20/05/2020
    FCA Insurance Distribution Directive
  10. BetterFixedSavings

    Warnings Published: 19/01/2021 Last modified: 19/01/2021
    BetterFixedSavings is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.