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Showing 11 to 20 of 6056 search results for register.

11. New Financial Services Register

    News stories Published: 07/09/2015 Last modified: 08/11/2016
    A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. The new Register has one search field to help you find a firm, individual or collective investment scheme by looking up its name, reference number or postcode. You can also search...

12. FCA explains: How to register for Connect

    Media centre Last modified: 13/11/2019
    FCA explains: How to register for Connect video

13. Obtaining a data extract from the Register

    Registers and systems Published: 15/05/2016 Last modified: 24/03/2017
    You can order an extract of data from the Register for a charge (shown below). This service forms part of our publication scheme guide to information.

14. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 28/05/2020
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not benefit from the AIFMD’s marketing and management passports; however, they have the right to opt-in to...

15. Registered societies: an introduction

    Tasks for regulated firms Published: 12/05/2015 Last modified: 02/10/2019
    Registered societies (co-operative societies, community benefit societies, and former industrial and provident societies), how to register, reporting requirements and how to change a society’s rules and details.

16. Gabriel reporting

    Registers and systems Published: 05/05/2016 Last modified: 27/05/2020
    Gabriel is the FCA's online system for collecting and storing regulatory data from firms. Log in to Gabriel, submit regulatory data and access Gabriel online training.

17. Annual fees: Online Invoices with FCA Chrysalis

    Tasks for regulated firms Published: 09/05/2015 Last modified: 10/07/2018
    Our online invoicing enables you to conveniently pay your annual FCA fees online. Register for online invoicing here.

18. FCA Authorisation Summary

    New firm authorisation Published: 06/05/2015 Last modified: 30/01/2020
    Financial firms and services providers have to be authorised by us. Consult our summary of steps for FCA authorisation under FSMA.

19. Request information on a mutual society

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/08/2019
    How to get information about a mutual society, including addresses, annual returns, rules and mergers.

20. Financial Services Register - Arabic translation [pdf]

    Documents Published: 01/06/2016 Last modified: 05/08/2016
    Arabic translation of Financial Services Register. Read our disclaimer.