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Showing 12 to 21 of 6940 search results for register.

12. Financial Services Register

    You can search the Register for information on a firm, individual or financial services product by entering its name, reference number (FRN) or postcode.

13. UK Benchmarks Register removal notification [xlsx]

    Forms Published: 09/10/2019
    This form can only be used to remove benchmarks from the register. Separate forms are provided to; add new benchmarks to the register or amend benchmarks already published on the register.

14. UK Benchmarks Register amendments notification form [xlsx]

    Forms Published: 09/10/2019
    This form can only be used to amend benchmarks already published on the register. Separate forms are provided to; add new benchmarks to the register or remove benchmarks from the register.

15. Regulated Covered Bonds Register

    Firms Registers and systems Published: 13/05/2016 Last modified: 19/11/2020
    The Regulated Covered Bonds Register is a public record of all regulated covered bond issuers and regulated covered bonds.

16. Transcript: FCA explains - how to register for Connect [pdf]

    Transcripts Published: 08/10/2019
    Transcript of FCA explains: how to register for Connect video

17. Transcript – FCA explains: how to register for Gabriel [pdf]

    Transcripts Published: 13/11/2019
    Transcript for FCA explains video: how to register for Gabriel. Gabriel is our online system for regulatory returns.

18. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 23/11/2020
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not

19. Annual fees: Online Invoices with FCA Chrysalis

    Tasks for regulated firms Published: 09/05/2015 Last modified: 03/09/2020
    Our online invoicing enables you to conveniently pay your annual FCA fees online. Register for online invoicing here.

20. FCA Connect

    Registers and systems Published: 04/05/2016 Last modified: 04/01/2021
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

21. Connect questions

    Registers and systems Published: 12/05/2016 Last modified: 05/11/2020
    Information on how to use Connect.

22. Our new UK Benchmarks Register

    Published: 01/12/2020 Last modified: 16/12/2020
    Find out about the new UK Benchmarks Register, which will replace the ESMA Register for UK supervised users, and UK and third country-based benchmark administrators.