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Showing 12 to 21 of 5426 search results for register.

12. Request information on a mutual society

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/08/2019
    How to get information about a mutual society, including addresses, annual returns, rules and mergers.

13. Obtaining a data extract from the Register

    Registers and systems Published: 15/05/2016 Last modified: 24/03/2017
    You can order an extract of data from the Register for a charge (shown below). This service forms part of our publication scheme guide to information.

14. FCA statement on proposals to introduce a public register

    Statements Published: 26/02/2018 Last modified: 26/02/2018
    Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.

15. Lists and registers

    Last modified: 16/09/2019
    Information held in registers required by law and other lists and registers relating to our functions.

16. New Financial Services Register

    News stories Published: 07/09/2015 Last modified: 08/11/2016
    A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. The new Register has one search field to help you find a firm, individual or collective investment scheme by looking up its name, reference number or postcode. You can also search...

17. Money laundering registration

    Tasks for regulated firms Published: 22/02/2016 Last modified: 29/07/2019
    Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (the Regulations) give the FCA responsibility for supervising the anti-money laundering controls of businesses that offer certain services.

18. FCA Authorisation Summary

    New firm authorisation Published: 06/05/2015 Last modified: 11/02/2019
    Financial firms and services providers have to be authorised by us. Consult our summary of steps for FCA authorisation under FSMA.

19. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 24/05/2019
    When the UK leaves the EU, the FCA will become the UK regulator of trade repositories (TRs) and any TR wishing to offer its services in the UK will need to be registered with, or recognised by the FCA.

20. Annual fees: Online Invoices with FCA Chrysalis

    Tasks for regulated firms Published: 09/05/2015 Last modified: 10/07/2018
    Our online invoicing enables you to conveniently pay your annual FCA fees online. Register for online invoicing here.

21. Apply to become an electronic money or a payment Institution

    New firm authorisation Published: 01/05/2015 Last modified: 14/09/2018
    Find out how to apply to be authorised or registered with us if your firm wants to provide payment services or if your firm wants to issue electronic money (e-money).