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Showing 1 to 11 of 6934 search results for register.

  1. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  2. Gabriel reporting

    Registers and systems Published: 04/05/2016 Last modified: 18/01/2021
    Gabriel is the FCA's online system for collecting and storing regulatory data from firms. Log in to Gabriel, submit regulatory data and access Gabriel online training.
  3. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 04/01/2021
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.
  4. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 15/12/2020
    Find out how to register for RegData, our new data collection platform which will replace Gabriel.
  5. FSA - Register of Interests [pdf]

    Corporate documents Published: 07/03/2013 Last modified: 26/06/2013
    The register of interests provides details of directorships or any other positions held in relevant organisations
  6. UK EMIR

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market.
  7. Directory of certified and assessed persons

    Tasks for regulated firms Published: 05/09/2019 Last modified: 08/01/2021
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  8. Register of Small Registered UK AIFMs [pdf]

    Systems information Published: 04/08/2020 Last modified: 08/12/2020
    This register includes details of Alternative Investment Fund Managers that are registered as small registered UK AIFMs under regulation 10(1) of the Alternative Investment Fund Managers Regulations 2013 (SI 2013/1773). Small registered UK AIFMs are
  9. UK Benchmarks Register addition notification form [xlsx]

    Forms Published: 09/10/2019
    This form can only be used to add new benchmarks to the register.
  10. Gabriel reporting

    Registers and systems Published: 05/05/2016 Last modified: 03/09/2020
    Gabriel is the FCA's online system for collecting and storing regulatory data from firms. Log in to Gabriel, submit regulatory data and access Gabriel online training.