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Showing 1 to 11 of 6934 search results for register.
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Financial Services Register
You can search the Register for information on a firm, individual or financial services product by entering its name, reference number (FRN) or postcode. -
Cryptoassets: AML/CTF regime: Register with the FCA
From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) -
Gabriel reporting
Gabriel is the FCA's online system for collecting and storing regulatory data from firms. Log in to Gabriel, submit regulatory data and access Gabriel online training. -
UK Securities Financing Transactions Regulation (UK SFTR)
The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market. -
How to register for RegData
Find out how to register for RegData, our new data collection platform which will replace Gabriel. -
FSA - Register of Interests [pdf]
The register of interests provides details of directorships or any other positions held in relevant organisations -
UK EMIR
Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market. -
Directory of certified and assessed persons
Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals -
Register of Small Registered UK AIFMs [pdf]
This register includes details of Alternative Investment Fund Managers that are registered as small registered UK AIFMs under regulation 10(1) of the Alternative Investment Fund Managers Regulations 2013 (SI 2013/1773). Small registered UK AIFMs are -
UK Benchmarks Register addition notification form [xlsx]
This form can only be used to add new benchmarks to the register. -
Gabriel reporting
Gabriel is the FCA's online system for collecting and storing regulatory data from firms. Log in to Gabriel, submit regulatory data and access Gabriel online training.